Richard Frank

As a Certified Financial Planner™ Professional with Osaic Wealth and Independent Capital Management, Rich helps individuals and small businesses to develop and implement retirement, savings and insurance programs.  Because every person, family or business has their own unique economic situation and financial goals, Rich customizes his recommendations based on his clients’ unique needs.  Helping clients to pursue their financial goals is his highest priority.

Rich retired from the United States Navy as a Commander.  As a Surface Warfare and Joint Service Officer he served at sea in Destroyers and Salvage ships, both above and below decks, East and West Coasts.  Ashore he served on the Joint Staff at the Pentagon during Desert Storm; with the Military Sealift Command (to bring everything back); and was in charge of the Gas Turbine Engineering School in Newport, RI.  Rich’s experience in the Navy has been instrumental in allowing him to analyze clients’ financial situations, examine the options and to recommend a course of action.

After the Navy, Rich worked as a Project Manager with a major consulting firm and as the Manager of a Cogeneration Power Plant before joining Independent Capital Management.  He is a graduate of the Industrial College of the Armed Forces in Washington, DC; holds a Masters Degree from the University of Rhode Island; and a Bachelor of Science Degree from SUNY Maritime College at Ft. Schuyler.

Rich and his wife RoxAnne have been married for over 35 years and have two daughters, a son, and two beautiful grandchildren.  Rich remains active in youth soccer with AYSO Region 68 as a Board Member, and referee instructor, mentor and assessor.  He is also active with the Boy Scouts with one of our local troops, Troop 225, here in Camarillo.

Independent Capital Management is a privately owned financial services company and works closely with their broker/dealer, Osaic Wealth, to offer a large assortment of financial products to our clients.  Because Independent Capital Management is totally independent of any specific investment company, Rich has tremendous flexibility to recommend the financial vehicles that best fit his clients’ goals and objectives.

CA Insurance License # OE54719